Foundation · Compliance & security

Regulatory compliance for professional services—simplified.

Stop worrying about the shifting landscapes of the FTC Safeguards Rule, IRS Pub 4557, and ALTA guidelines. We deliver the audit-ready security tracking and custom compliance documentation required to secure your firm—whether you are a CPA, law office, title agency, auto dealer, or medical practice.

Start your 30-day baseline audit View service tiers
Featured Engagement

The 30-Day Baseline Audit

We deploy a silent, lightweight security agent to your network for 30 days to map your current compliance baseline. At the conclusion of the evaluation, your firm receives an actionable security and hygiene assessment and an audit-ready Written Information Security Plan (WISP) to keep on file—with zero upfront cost and no obligation.

Request your baseline audit
  • 01

    Non-disruptive software agent

    Lightweight, non-disruptive deployment that observes activity across your computers and internet connection.

  • 02

    30-day evaluation

    We quietly map your real-world posture against the controls regulators expect—no production impact, no surveillance of staff.

  • 03

    Security assessment & WISP

    You keep a written, audit-ready Information Security Plan and a detailed risk assessment—even if we never work together again.

Core service tiers

Two tightly-scoped programs designed to meet your firm where it is—software-only protection or a full hardware-secured office.

Tier 1

The Vallis Compliance Core

A simple, software-only compliance program for solo practitioners, small firms, and remote-friendly practices—no hardware to install.

  • Audit-ready activity logging (SIEM) We track and securely store activity across all your computers, providing the exact proof required to pass a regulatory audit.
  • Automated cyber hygiene Daily, silent checks for outdated software and weak configurations to ensure your firm continuously meets IRS and FTC baselines.
  • Instant ransomware blocking (EDR) If a computer exhibits hostile behavior, our system automatically quarantines it to stop the threat from spreading to your client files.
Premier program
Tier 2

The Vallis Hardware Perimeter

Our premier enterprise security program—designed for firms with physical office locations and complex internal networks.

  • Includes all Compliance Core capabilities Audit-ready activity logging, automated cyber hygiene, and instant ransomware blocking across your entire fleet.
  • Physical office security gateway A dedicated hardware appliance deployed at your office to act as an enterprise-grade lock on your internal network.
  • Active intrusion prevention (IPS) We inspect all internet traffic entering or leaving your building to block malicious connections before they ever reach your staff.
  • Secure remote access (VPN) Multi-factor authenticated VPN so your attorneys or accountants can safely work from home or the courthouse without exposing the firm.

Industry target matrix

Purpose-built for professional firms—and for dealers and practices that handle the same class of customer trust.

Accounting & CPA practices

Ensure total alignment with FTC Safeguards and IRS Pub 4557 mandates to maintain uncompromised EFIN security.

  • FTC Safeguards Rule
  • IRS Pub 4557
  • WISP

Legal & law offices

Satisfy ABA Model Rule 1.6 data preservation requirements and safeguard sensitive client case files from automated ransomware threats.

  • ABA Model Rule 1.6
  • Privilege protection
  • Ransomware defense

Title & escrow agencies

Defend multi-million dollar transaction networks against Business Email Compromise (BEC) and wire fraud using office-level traffic screening to ensure total alignment with ALTA Best Practices.

  • ALTA Best Practices
  • BEC & wire fraud
  • Network-edge inspection

Auto dealerships

Most dealers that finance or lease are financial institutions under the FTC Safeguards Rule. We help turn DMS access, credit apps, and customer files into a living WISP—not a binder on a shelf.

  • FTC Safeguards Rule
  • Customer data protection
  • WISP

Medical practices

HIPAA-conscious cybersecurity for clinics and private practices—logging, ransomware defense, and access controls sized for offices that handle patient information every day.

  • Data security
  • Ransomware defense
  • Access controls

Begin with a zero-cost baseline.

Thirty days of observation, a written plan you keep, and a clear picture of what “good” looks like for your firm.

Request the audit